（PCPA注：此英文翻译为非官方译本，仅供参考。 当发生歧意时, 应以法律原版中文为准。 This English document is not an official translation and is for reference ONLY. In case of discrepancy, the original version in Chinese shall prevail。）

中国证券监督管理委员会　　中国证券监督管理委员会令[2002]14号 　　2002年12月16日

Order [2002] No.14 of China Securities Regulatory Commission
The Measures for the Administration of the Qualifications of Securities Practitioners were adopted at the 16th president executive meeting of China Securities Regulatory Commission on October 22, 2002, and are hereby promulgate and shall come into force on February 1, 2003.

Enclosure:

Measures for the Administration of the Qualifications of Securities Practitioners

Chapter １ General Rules

Article 1 In order to strengthen the administration of the qualifications of securities practitioners, to promote the normalized development of the securities market and to protect the legitimate rights and interests of the investors, these Measures are enacted in accordance with the Securities Law of the People's Republic of China.

Article 2 The professionals, who undertake securities business in the institutions engaging in securities business pursuant to law (hereinafter referred to as institutions), shall obtain the practice qualifica